CITIC Securities Company Limited (“CITIC SEC”) submitted its monthly return to Hong Kong Exchanges and Clearing on 30 September 2026, showing a stable capital structure throughout the month.

The authorised share capital stood unchanged at 15.62 billion shares, split between 3.42 billion H shares and 12.20 billion A shares, each with a par value of RMB 1.

Issued shares also remained steady at 3.42 billion H shares and 12.20 billion A shares. The company held zero treasury shares, indicating no repurchases or cancellations during the period.

CITIC SEC confirmed full compliance with the Main Board’s 5 percent public-float threshold applicable to its H share class.

The filing noted that no share options, warrants, convertibles, or other equity-linked instruments were outstanding or exercised in September 2026. The monthly return was signed by Joint Company Secretary Wang Junfeng.